We are not attorneys, and nothing on this site is legal advice. This directory may be incomplete or out of date. Always rely on the official sources and your own legal counsel.
SEC-001: US Securities and Exchange Commission
| Type | regulator |
|---|
| Jurisdiction | United States (federal) |
| Topic | Sector rules; also Cases and enforcement records |
|---|
| What you will find there | Official SEC enforcement announcements, including AI-related cases. |
| Status | Active |
|---|
| Last verified | Oct 19, 2026, 6:44 AM CT |
|---|
| Last changed | Oct 19, 2026, 6:44 AM CT |
|---|
Official links
Where the books rely on this source
- AI Compliance by Design: Ch 1, 3, 5
History
| When | Change | Approved by |
|---|
| Oct 19, 2026, 6:44 AM CT | Entry created from approved plan v1 seed list | R.R. |